銀行/金融 仕事

• 東京都
• 10.0M ~ 14.0M
• 掲載 約14時間 前

Job Description - Ensure compliance with asset management laws, regulations, and internal policies. - Monitor departmental compliance and Provide guidance as needed. - Review marketing materials for regulatory compliance. - Manage KYC and anti-money laundering processes independently. - Conduct r...

• 東京都
• 14.0M ～ 20.0M
• 掲載 21日 前

​​Work Location , Expected Annual Income : Tokyo,14.0M ～ 20.0M About the Company : Global Investment Management Responsibilities : - Oversee departmental compliance with regulations and internal policies, providing Practical compliance guidance. - Monitor front office investment activities for co...

• 東京都
• 14.0M ~ 20.0M
• 掲載 27日 前

The Compliance Officer role offers the opportunity to play a key part in supporting regulatory compliance within a global asset management environment. This position is ideal for a compliance professional who enjoys working closely with regulators, business stakeholders, and international teams t...