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Head of Compliance

Publication date 2026/02/3

Tokyo,0.0M ~ 0.0M

Manage a small team of experienced officers as the Head of Compliance for Japan.
Ensure organizational compliance with laws and regulations; oversee corrective action plans.
Make compliance decisions on reported issues within delegated authority.
Lead compliance change initiatives in collaboration with business units and regions.
Establish governance frameworks to manage compliance risks.
Manage and support compliance teams, including budget oversight.
Coordinate adaptation and implementation of compliance policies.
Monitor effective application of compliance standards.
Serve as liaison between business units, regulators, and central compliance.
Provide compliance guidance to business and regional teams.
Represent compliance function in relevant management meetings.

Senior Compliance Officer

Publication date 2026/02/3

Tokyo,0.0M ~ 0.0M

Support Head of Compliance to ensure Japan branch meets insurance and regulatory requirements.
Manage and assess departmental workflows; promote best practices and conduct testing.
Monitor regulatory changes and propose solutions with leadership guidance.
Address internal audit findings and collaborate on cross-departmental compliance issues.
Recommend and implement process improvements with stakeholder buy-in.
Prepare compliance reports and coordinate regulator communications.
Assist with external inspections and manage compliance deadlines via a calendar.
Identify operational risks related to regulatory, legal, and reputational concerns.
Review compliance policies and collaborate with legal and senior management.
Escalate legal matters to Global Legal Services as needed.